11/18/2024 | Press release | Distributed by Public on 11/18/2024 17:38
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FACHNER DAN C/O J&J SNACK FOODS CORP. 350 FELLOWSHIP ROAD MOUNT LAUREL, NJ 08054 |
X | Chairman, President & CEO |
/s/ Michael A. Pollner, Attorney in Fact | 11/18/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 16, 2022, 4,949 service share units were issued to the Reporting Person pursuant to a Service Share Unit Award with such shares vesting equally on the first, second and third anniversaries of the grant date. This represents shares sold to cover taxes associated with the vesting of the second tranche. |
(2) | Represents the closing price on the last trading day immediately preceding the date of vesting, November 15, 2024. |
(3) | Includes 1,059 shares purchased by the Reporting Person through the J & J Snack Foods Corp. 1996 Employee Stock Purchase Plan. |
(4) | Represents 1,753 shares held in the J & J Snack Foods Corp. 401K Profit Sharing Plan as of November 8, 2024. |
(5) | On November 17, 2023, 4,454 service share units were issued to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement with such shares vesting equally on the first, second and third anniversaries of the grant date. This represents shares sold to cover taxes associated with the vesting of the first tranche. |