Institutional Investment Strategy Fund

10/31/2024 | Press release | Distributed by Public on 10/31/2024 04:02

Post Effective Amendment to Post Effective Amendment by Investment Company Form 486BXT

As filed with the Securities and Exchange Commission on October 30 , 2024
Securities Act File No. 333-271745
Investment Company Act File No. 811-23874
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-2
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Pre-Effective Amendment No. ___
Post-Effective Amendment No. 8
AND/OR
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 10
INSTITUTIONAL INVESTMENT STRATEGY FUND
(Exact Name of Registrant as Specified in its Charter)
2261 Market Street, # 5190
San Francisco, CA 94114
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (800) 535-7096
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
(Name and address of agent for service)
Copy to:
JoAnn M. Strasser
Thompson Hine LLP
41 South High Street, Suite 1700
Columbus, Ohio 43215
Approximate date of proposed public offering: as soon as practicable after the effective date of this registration statement.
☐ Check box if the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans
☒ Check box if any securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 ("Securities Act"), other than securities offered in connection with a dividend reinvestment plan.
☐ Check box if this Form is a registration statement pursuant to General Instruction A.2 or a post-effective amendment thereto.
☐ Check box if this Form is a registration statement pursuant to General Instruction B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act.
☐ Check box if this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act.
It is proposed that this filing will become effective (check appropriate box):
☐ when declared effective pursuant to Section 8(c) of the Securities Act
The following boxes should only be included and completed if the registrant is making this filing in accordance with Rule 486 under the Securities Act.
☐ immediately upon filing pursuant to paragraph (b)
☒ on November 26 , 2024 pursuant to paragraph (b)
☐ 60 days after filing pursuant to paragraph (a)
☐ on (date) pursuant to paragraph (a)
If appropriate, check the following box:
☒ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
☐ This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: _______.
☐ This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: ______.
☐ This Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: ______.
Check each box that appropriately characterizes the Registrant:
Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 (the "Investment Company Act")).
Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act.
Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act).
A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form).
Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act).
Emerging Growth Company (as defined by Rule 12b-2 under the Securities and Exchange Act of 1934).
If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing).

2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under 486(b) under the Securities Act and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Francisco, State of California on the 30th day of October, 2024.
INSTITUTIONAL INVESTMENT
STRATEGY FUND
(Registrant)
By: :
/s/*
Arash Ghodoosi
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:
Signature
Title
Date
/s/*
Arash Ghodoosi
President and Principal Executive Officer
October 30, 2024
/s/*
Matthew Pauker
Treasurer and Principal Financial Officer
October 30, 2024
/s/*
Wenwen McElhoe
Interested Trustee and Chairperson of the Board
October 30, 2024
/s/*
Brian O'Neil
Lead Independent Trustee
October 30, 2024
/s/*
Bharath Potti
Independent Trustee
October 30, 2024
/s/*
Ross Weiner
Independent Trustee
October 30, 2024
By:
/s/
Philip B. Sineneng
Attorney-in-Fact
Dated: October 30 , 2024
Pursuant to Powers of Attorney