11/15/2024 | Press release | Distributed by Public on 11/15/2024 15:06
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CARRONADE CAPITAL MANAGEMENT, LP 17 OLD KINGS HIGHWAY SOUTH SUITE 140 DARIEN, CT 06820 |
X | |||
GROPPER DAN 17 OLD KINGS HIGHWAY SOUTH SUITE 140 DARIEN, CT 06820 |
X |
Carronade Capital Management, LP /s/ Rinarisa Coronel DeFronze, Chief Compliance Officer & Counsel | 11/15/2024 |
**Signature of Reporting Person | Date |
/s/ Dan Gropper | 11/15/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the dissolution and liquidation of the Issuer, the securities directly held by Carronade Capital (as defined below) were deemed cancelled and will represent only the right to receive its prorate share in the Issuer's trust account (after permitted withdrawal of dissolution expenses). |
(2) | The securities reported herein were directly held by Carronade Capital Master, LP ("Carronade Capital") to which Carronade Capital Management, LP (the "Investment Manager") serves as the investment manager. Mr. Dan Gropper ("Mr. Gropper") is the Managing Member of Carronade Capital Management GP, LLC, the general partner of the Investment Manager. The Investment Manager and Mr. Gropper may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. |