Enlistment of entities as Research Analyst and Investment Advisors

NOTICES

Notice No.		20240724-58		Notice Date		24 Jul 2024
Category		Others		Segment		IA/RA
Subject		Enlistment of entities as Research Analyst and Investment Advisors
Content

SEBI vide circular no. SEBI/HO/MIRSD/MIRSD-POD-1/P/CIR/2024/101 dated July 12, 2024 has granted recognition to BSE Limited as Research Analyst Administration and Supervisory Body (RAASB) and Investment Adviser Administration and Supervisory Body (IAASB) under Regulation 14 of SEBI (Research Analysts) Regulations, 2014 and SEBI (Investment Advisers) Regulations, 2013 for administration and supervision of Research Analysts ('RAs') and Investment Advisers ('IAs') for a period of five years starting from July 25, 2024. In this regard, Exchange has issued notice no. 20240715-41 dated July 15, 2024.

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The existing IAs/RAs and entities getting registered as IA and/or RA are required to maintain the SEBI registration certificate and comply with the Regulations, Byelaws, directions, guidelines and circulars issued by SEBI and the Exchange from time to time.<_o3a_p>

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All the existing SEBI registered RAs and IAs holding BASL membership will be enlisted on the Exchange w.e.f. July 25, 2024. Applicants desirous of obtaining registration as IA and/or RA are required to submit their application to the Exchange w.e.f. July 25, 2024, through the online interface on the URL link https://membershipraia.bseindia.com/<_o3a_p>

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The User Manual for enlistment, Standard Operating Process (SOP) including fee structure and checklist of documents for enlistment under various categories are available in the "IA/RA" section of the Exchange website. The path is as follows: <_o3a_p>

Home page ->IA/RA ->Investment Adviser -> IA Registration Module<_o3a_p>

Home page ->IA/RA ->Research Analyst -> RA Registration Module<_o3a_p>

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In case of any queries/clarifications, please email or contact the following officials:<_o3a_p>

Particulars <_o3a_p>	Email ID<_o3a_p>
Enlistment with BSE, SEBI registration and post enlistment of IAs <_o3a_p>	[email protected]<_o3a_p>
Enlistment with BSE, SEBI registration and post enlistment of RAs<_o3a_p>	[email protected]<_o3a_p>
Compliance queries of IA and RA <_o3a_p>	[email protected]<_o3a_p>
Advertisement related queries of IA and RA <_o3a_p>	[email protected]<_o3a_p>

Particulars<_o3a_p>	Name of the officials <_o3a_p>	Landline number<_o3a_p>
Enlistment / SEBI registration and post enlistment applications<_o3a_p>	Ms. Shraddha Shah<_o3a_p> Mr. Naresh Pandya<_o3a_p> Ms. Esther Johnson<_o3a_p> Ms. Sujata Nevage<_o3a_p> Ms. Meghana Kulkarni<_o3a_p>	022-2272 5818<_o3a_p> 022-2272 8419<_o3a_p> 022-2272 5034<_o3a_p> 022-2272 5816<_o3a_p> 022-22725631<_o3a_p>
Compliance related queries<_o3a_p>	Ms. Neeky Subramaniam<_o3a_p>	022-22725854<_o3a_p>

Johnson Chiriyath Meghana Kulkarni

General Manager Deputy General Manager

Membership Department Membership Department

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