09/23/2024 | Press release | Distributed by Public on 09/23/2024 14:48
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||
|
1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Paul Andrew Mitchell 409 ASPEN AIRPORT BUSINESS CENTER SUITE B ASPEN, CO81611 |
|
X |
|
|
Sopris SS-BCD Secondary Investors, LLC 409 ASPEN AIRPORT BUSINESS CENTER SUITE B ASPEN, CO81611 |
|
X |
|
|
Sopris SS-BCD Secondary Investors, LLC /s/ Andrew Mitchell Paul, Managing Member | 2024-09-23 |
**Signature of Reporting Person | Date |
/s/ Andrew Mitchell Paul | 2024-09-23 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person is the sole managing member of Sopris SS-BCD Secondary Investors, LLC, with sole voting and investment power over the reported securities, and therefore may be deemed to beneficially own the reported securities. |