ChromaDex Corp.

08/21/2024 | Press release | Distributed by Public on 08/21/2024 04:15

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Chau Hoi Shuen Solina Holly
2. Issuer Name and Ticker or Trading Symbol
ChromaDex Corp. [CDXC] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SUITES PT. 2909 & 2910, , HARBOUR CENTRE, 25 HARBOUR ROAD
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
WANCHAI K3
4. If Amendment, Date Original Filed(Month/Day/Year)
 6. Individual or Join/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Chau Hoi Shuen Solina Holly
C/O SUITES PT. 2909 & 2910,
HARBOUR CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Pioneer Step Holdings Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Dvorak International Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Skyinvest Associates Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Elgar International Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Brilliant Dynasty Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Champion River Ventures Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Winsave Resources Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Radiant Treasure Ltd
C/O SUITES PT. 2909 & 2910, HARBOUR
CENTRE, 25 HARBOUR ROAD
WANCHAI, K3


Signatures

Chau Hoi Shuen Solina Holly, By: /s/ Chau Hoi Shuen Solina Holly 2024-08-20
**Signature of Reporting Person Date
Pioneer Step Holdings Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Dvorak International Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Skyinvest Associates Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Elgar International Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Brilliant Dynasty Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Champion River Ventures Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Radiant Treasure Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date
Winsave Resources Limited, By: /s/ Chau Hoi Shuen Solina Holly, Title: Authorized Signatory 2024-08-20
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) On August 20, 2024, Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty") entered into a securities purchase agreement with Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") to purchase all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave"), and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") from Prime Tech and Alpha, for an aggregate consideration of $32,058,489.15 (the "August 2024 Transaction"). At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively.
(2) Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step Holdings Limited, a British Virgin Islands corporation ("Pioneer Step"), (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"), (iv) 7,940,937 shares of the Issuer's common stock are directly beneficially owned by Champion River, (v) 3,088,433 shares of the Issuer's common stock are directly beneficially owned by Winsave, and (vi) 379,345 shares of the Issuer's common stock are directly beneficially owned by Radiant.
(3) (continued from Footnote 2) Elgar International Limited, a British Virgin Islands corporation ("Elgar International") is the sole shareholder of Brilliant Dynasty. Brilliant Dynasty will be the sole shareholder of Champion River, Winsave and Radiant upon the completion of the August 2024 Transaction. As such, each of Elger International and Brilliant Dynasty may be deemed to beneficially own the shares of the Issuer's common stock directly held by Champion River, Winsave and Radiant. Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, Skyinvest Associates and Elgar International. As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International, Skyinvest Associates, Champion River, Winsave and Radiant.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.