SHP ETF Trust
07/03/2024 | Press release | Distributed by Public on 07/03/2024 12:56
Post Effective Amendment to Post Effective Amendment by Investment Company Form 485BXT
As filed with the Securities and Exchange Commission on July 3, 2024
Securities Act File No. 333-253997
Investment Company Act File No. 811-23645
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
| ☒ | REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | |
| ☐ | Pre-Effective Amendment No.__ | |
| ☒ | Post-Effective Amendment No. 140 | |
| AND/OR | ||
| ☒ | REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | |
| ☒ | Amendment No. 141 |
NEOS ETF TRUST
(Exact Name of Registrant as Specified in its Charter)
13 Riverside Ave
Westport, CT 06880
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: 203.298.7300
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
(Name and address of agent for service)
Copy to:
Garrett Paolella
NEOS ETF Trust
13 Riverside Ave
Westport, CT 06880
Bibb L. Strench, Esq.
Thompson Hine LLP
1919 M Street, N.W., Suite 700
Washington, D.C. 20036
Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
☐ Immediately upon filing pursuant to paragraph (b)
☒ On July 12, 2024 pursuant to paragraph (b)
☐ 60 days after filing pursuant to paragraph (a)(1)
☐ On (date) pursuant to paragraph (a)(1)
☐ 75 days after filing pursuant to paragraph (a)(2)
☐ On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
☒ This post-effective amendment designates a new effective date for a previously filed post-effective amendment
Parts A, B and C filed in Post-Effective Amendment No. 97 to the Registration Statement of NEOS ETF Trust on behalf of NEOS Enhanced Income Credit Select ETF (formerly NEOS Enhanced Income High Yield Bond ETF) as filed with the Securities and Exchange Commission pursuant to Rule 485(a) under the Securities Act of 1933 on December 5, 2023 (Accession Number 0001999371-23-000766), is herein incorporated by reference. This filing is being made pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 to extend the effectiveness of the Registration Statement until July 12, 2024.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirement for effectiveness of this Registration Statement under rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Westport, and State of Connecticut, on the 3rd day of July 2024.
| NEOS ETF Trust | |||
| By: | /s/ Garrett Paolella | ||
| Name: | Garrett Paolella | ||
| Title: | President, Principal Executive Officer, and Trustee |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following person in the capacities and on the date indicated.
| Signature | Title | Date | ||
| /s/ Garrett Paolella | President, Principal Executive Officer, Trustee and Chairman | July 3, 2024 | ||
| Garrett Paolella | ||||
| /s/ Troy Cates | Trustee and Vice Chairman | July 3, 2024 | ||
| Troy Cates | ||||
| * | Trustee | July 3, 2024 | ||
| Sharon Cheever | ||||
| * | Trustee | July 3, 2024 | ||
| Richard Keary | ||||
| * | Trustee | July 3, 2024 | ||
| John Jacobs | ||||
| * | Trustee | July 3, 2024 | ||
| Robert Sherry | ||||
| /s/ Josh Hunter | Treasurer and Principal Financial Officer | July 3, 2024 | ||
| Josh Hunter |
| *By: | /s/ Garrett Paolella | |
| Garrett Paolella |