Sound Financial Bancorp Inc.

11/12/2024 | Press release | Distributed by Public on 11/12/2024 12:19

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Sweeney James E
2. Issuer Name and Ticker or Trading Symbol
Sound Financial Bancorp, Inc. [SFBC] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SOUND FINANCIAL BANCORP, INC., 2400 3RD AVENUE, SUITE 150 		3. Date of Earliest Transaction (Month/Day/Year)
11/07/2024
(Street)
SEATTLE, WA 98121 		4. If Amendment, Date Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/07/2024 S 239 D $52.42 3,534 I By 401(k)
Common Stock 11/08/2024 S 592 D $52.57 2,942 I By 401(k)
Common Stock 13,496 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 		6. Date Exercisable and Expiration Date
(Month/Day/Year) 		7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $33.5 (1) 01/25/2029 Common Stock 250 250 D
Stock Option (Right to Buy) $36.26 (1) 01/31/2030 Common Stock 120 120 D
Stock Option (Right to Buy) $32.46 (1) 01/27/2031 Common Stock 300 300 D
Stock Option (Right to Buy) $42.85 (2) 01/28/2032 Common Stock 320 320 D
Stock Option (Right to Buy) $40.13 (3) 01/27/2033 Common Stock 320 320 D
Stock Option (Right to Buy) $39.89 (4) 01/26/2034 Common Stock 265 265 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sweeney James E
C/O SOUND FINANCIAL BANCORP, INC.
2400 3RD AVENUE, SUITE 150
SEATTLE, WA 98121 		X

Signatures

/s/ Laura Lee Stewart, Attorney-in-Fact 11/12/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Options are fully exercisable.
(2) Options vest in four equal annual installments beginning on January 28, 2022.
(3) Options vest in four equal annual installments beginning on January 27, 2023.
(4) Options vest in three equal annual installments beginning on January 26, 2025.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.