GE Aerospace - General Electric Company

06/08/2024 | Press release | Distributed by Public on 06/08/2024 22:42

Amendment to Statement of Changes in Beneficial Ownership - Form 4/A

Ownership Submission
FORM 4/A
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Procacci Riccardo
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
Senior Vice President /
(Last) (First) (Middle)
GE AEROSPACE , 1 NEUMANN WAY
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
EVENDALE OH 45215
4. If Amendment, Date Original Filed(Month/Day/Year)
2024-08-06
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Procacci Riccardo
GE AEROSPACE
1 NEUMANN WAY
EVENDALE, OH45215


Senior Vice President

Signatures

/s/ Brandon Smith, attorney in fact for Riccardo Procacci 2024-08-06
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) On August 6, 2024, this reporting person filed a Form 4 which inadvertently reported that, following his vesting of Restricted Stock Units and subsequent shares sold to pay for the taxes or exercise liabilities, he directly owned 20,309 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person directly owns 20,289 shares of the issuer's common stock. The original Form 4 also mistakenly indicated that the reporting person had 10,799 Restricted Stock Units vest. The correct number of Restricted Stock Units that vested on August 3, 2024 was 10,779.
(2) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
(3) The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.