Fried Frank Discusses SEC Charges for Form 13F and Rule 13H Reporting Violations

Columbia Law School's Blue Sky Blog republished a recent Fried Frank client memorandum coauthored by partner Josh La Grange and special counsel Nathan M. Erickson on the Securities and Exchange Commission's announcement on the settlement of administrative cease-and-desist orders with 11 institutional investment managers for Form 13F and 13H reporting violations.

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