10/30/2024 | Press release | Distributed by Public on 10/30/2024 19:04
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JAB BevCo B.V. PIET HEINKADE 55 AMSTERDAM, P7 1019GM |
X | |||
Acorn Holdings B.V. PIET HEINKADE 55 AMSTERDAM, P7 1019GM |
X | |||
JAB Coffee & Beverages B.V. PIET HEINKADE 55 AMSTERDAM, P7 1019 GM |
X | |||
JAB Forest B.V. PIET HEINKADE 55 AMSTERDAM, P7 1019 GM |
X | |||
JAB Holdings B.V. PIET HEINKADE 55 AMSTERDAM, P7 1019 GM |
X | |||
JAB Investments S.a r.l. 4, RUE JEAN MONNET LUXEMBOURG, N4 L-2180 |
X | |||
JAB Holding Co s.a r.l. 4, RUE JEAN MONNET LUXEMBOURG, N4 L-2180 |
X | |||
Joh. A. Benckiser s.a.r.l. 4, RUE JEAN MONNET LUXEMBOURG, N4 L-2180 |
X | |||
Agnaten SE 4, RUE JEAN MONNET LUXEMBOURG, N4 L-2180 |
X | |||
Lucresca SE 4, RUE JEAN MONNET LUXEMBOURG, N4 L-2180 |
X |
/s/ Sebastiaan Wolvers, Managing Director of JAB BevCo B.V.; /s/ Leo Burgers, Managing Director of JAB BevCo B.V. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Rafael Cunha, Managing Director of Acorn Holdings B.V.; /s/ Sebastiaan Wolvers, Managing Director of Acorn Holdings B.V. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Sebastiaan Wolvers, Managing Director of JAB Coffee & Beverages B.V.; /s/ Rafael Cunha, Managing Director of JAB Coffee & Beverages B.V. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Sebastiaan Wolvers, Managing Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V.; /s/ Frank Engelen, Managing Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Sebastiaan Wolvers, Managing Director of JAB Holdings B.V.; /s/ Frank Engelen, Managing Director of JAB Holdings B.V. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Sebastiaan Wolvers, Manager of JAB Investments s.a r.l.; /s/ Jonathan Norman, Manager of JAB Investments s.a r.l. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Frank Engelen, Manager of JAB Holding Company s.a r.l.; /s/ Jonathan Norman, Manager of JAB Holding Company s.a r.l. | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Managing Director of Joh. A. Benckiser S.A R.L; /s/ Jonathan Norman, Managing Director of Joh. A. Benckiser S.A R.L | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Authorized Representative of Lucresca SE | 10/30/2024 |
**Signature of Reporting Person | Date |
/s/ Joachim Creus, Authorized Representative of Agnaten SE | 10/30/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 30, 2024, JAB BevCo B.V. ("BevCo") sold shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, dated as of October 28, 2024, by and among BevCo, KDP and the Underwriter in connection with BevCo's previously disclosed secondary offering. |
(2) | These Shares are held by JAB BevCo B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB BevCo B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. |