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Stock Yards Bancorp Inc.

22/11/2024 | Press release | Distributed by Public on 22/11/2024 17:17

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Poindexter Philip
2. Issuer Name and Ticker or Trading Symbol
Stock Yards Bancorp, Inc. [SYBT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
PO BOX 32890
3. Date of Earliest Transaction (Month/Day/Year)
11/22/2024
(Street)
LOUISVILLE, KY 40232
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 14,522 I 401k/ESOP-FBO Philip Poindexter
Common Stock 11/22/2024 S 3,419 D $75.55 51,331 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $35.9 02/20/2019 02/20/2028 Common Stock 4,872 4,872 D
Stock Appreciation Right $40 03/21/2018 03/21/2027 Common Stock 4,968 4,968 D
Stock Appreciation Right $39.32 10/01/2019 10/01/2028 Common Stock 17,500 17,500 D
Stock Appreciation Right $36.65 02/19/2020 02/19/2029 Common Stock 6,989 6,989 D
Stock Appreciation Right $37.3 02/25/2021 02/25/2030 Common Stock 8,193 8,193 D
Stock Appreciation Right $50.71 02/25/2022 02/25/2031 Common Stock 4,873 4,873 D
Stock Appreciation Right $54.91 02/14/2023 02/14/2032 Common Stock 5,314 5,314 D
Stock Appreciation Right $60.76 02/13/2024 02/13/2033 Common Stock 5,236 5,236 D
Stock Appreciation Right $47.95 02/12/2025 02/12/2034 Common Stock 6,263 6,263 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Poindexter Philip
PO BOX 32890
LOUISVILLE, KY 40232
President

Signatures

/s/ Donna Cleek, by Power of Attorney 11/22/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.