11/14/2024 | Press release | Distributed by Public on 11/14/2024 19:13
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YK Bioventures Opportunities GP I, LLC 398 PRIMROSE ROAD, SUITE 328 BURLINGAME, CA94010 |
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YK Bioventures Opportunities Fund I, L.P. 398 PRIMROSE ROAD, SUITE 328 BURLINGAME, CA94010 |
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X |
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Kossar Mitchell William C/O YK BIOVENTURES 398 PRIMROSE ROAD, SUITE 328 BURLINGAME, CA94010 |
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X |
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Yeung Gary Kahing C/O YK BIOVENTURES 398 PRIMROSE ROAD, SUITE 328 BURLINGAME, CA94010 |
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X |
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YK Bioventures Opportunities GP I, LLC, By /s/ Gary K. Yeung, Managing Partner | 2024-11-14 |
**Signature of Reporting Person | Date |
YK Bioventures Opportunities Fund I, L.P., By YK Bioventures Opportunities GP I, LLC, its General Partner, By /s/ Gary K. Yeung, Managing Partner | 2024-11-14 |
**Signature of Reporting Person | Date |
/s/ Mitchell W. Kossar | 2024-11-14 |
**Signature of Reporting Person | Date |
/s/ Gary K. Yeung | 2024-11-14 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Securities are held directly by YK Bioventures Opportunities Fund I, L.P. (f/k/a YK Bioventures, LLC) ("YK Opps I"). YK Bioventures Opportunities GP I, LLC ("YK Opps I GP") is the general partner of YK Opps I and may be deemed to beneficially own the shares held by YK Opps I. Mitchell W. Kossar and Gary K. Yeung are managing partners of YK Opps I GP, and may be deemed to share voting and investment power over the shares held by YK Opps I. Each of YK Opps I GP and Messrs. Kossar and Yeung disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |