Frontview REIT Inc.
10/08/2024 | Press release | Distributed by Public on 10/08/2024 17:01
Statement of Changes in Beneficial Ownership - Form 4
Ownership Submission
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
| Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Alyeska Investment Group, L.P. 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO, IL60601 |
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Alyeska Master Fund, L.P. 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO, IL60601 |
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ALYESKA FUND GP, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO, IL60601 |
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ALYESKA INVESTMENT GROUP, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO, IL60601 |
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ALYESKA INVESTMENTS, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO, IL60601 |
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PAREKH ANAND 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO, IL60601 |
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Signatures
| Alyeska Investment Group, L.P., By: /s/ Jason Bragg, Chief Financial Officer | 2024-10-08 |
| **Signature of Reporting Person | Date |
| Alyeska Master Fund, L.P., By: Alyeska Fund GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer | 2024-10-08 |
| **Signature of Reporting Person | Date |
| Alyeska Fund GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer | 2024-10-08 |
| **Signature of Reporting Person | Date |
| Alyeska Investment Group, LLC, By: /s/ Jason Bragg, Chief Financial Officer | 2024-10-08 |
| **Signature of Reporting Person | Date |
| Alyeska Investments, LLC, By: /s/ Anand Parekh, Managing Member | 2024-10-08 |
| **Signature of Reporting Person | Date |
| /s/ Anand Parekh | 2024-10-08 |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| (*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| (**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Alyeska Investment Group, L.P. (the "Investment Manager") is the investment manager of Alyeska Master Fund, L.P. (the "Fund"). In that capacity, the Investment Manager directs the voting and disposition of securities held by the Fund. The Fund is the direct owner of 1,467,012 shares of Common Stock, par value $0.01 per share ("Shares"), of FrontView REIT, Inc. (the "Issuer"). The Investment Manager receives an asset-based fee relating to the Shares directly held by the Fund and does not hold a pecuniary interest in such Shares. |
| (2) | (i) Alyeska Fund GP, LLC is the general partner of the Fund and has an indirect profits interest in the Shares directly held by the Fund; (ii) Alyeska Investment Group, LLC is the sole owner of Alyeska Fund GP, LLC, and has an indirect profits interest in the Shares directly held by the Fund; (iii) Alyeska Investments, LLC (together with Alyeska Fund GP, LLC and Alyeska Investment Group, LLC, the "Upper Tier Entities") is the managing member of Alyeska Investment Group, LLC and has an indirect profits interest in the Shares directly held by the Fund; and (iv) Anand Parekh is the managing member of Alyeska Investments, LLC and has an indirect profits interest in the Shares directly held by the Fund. |
| (3) | The filing of this Form 4 shall not be construed as an admission that Mr. Parekh or any Upper Tier Entity is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of Mr. Parekh and the Upper Tier Entities disclaims such beneficial ownership, except to the extent of his or its pecuniary interest. |
| (4) | The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. |
| (5) | The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $18.87 to $19.25, inclusive. The Investment Manager undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4. |
| (6) | The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $18.30 to $18.61, inclusive. |