Bank of New York / ADR Division

10/15/2024 | Press release | Distributed by Public on 10/15/2024 08:20

Registration for Depository Shares Form F 6EF

As filed with the Securities and Exchange Commission on October 15, 2024 Registration No. 333-_____

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_______________________________

FORM F-6

REGISTRATION STATEMENT

under

THE SECURITIES ACT OF 1933

For Depositary Shares

MIZUHO FINANCIAL GROUP, INC.

(Exact name of issuer of deposited securities as specified in its charter)

N/A

(Translation of issuer's name into English)

Japan

(Jurisdiction of incorporation or organization of issuer)

THE BANK OF NEW YORK MELLON

(Exact name of depositary as specified in its charter)

240 Greenwich Street New York, N.Y. 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)

_______________________________

The Bank of New York Mellon

Legal Department

240 Greenwich Street

New York, New York 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of agent for service)

Copies to:

Brian D. Obergfell, Esq.

Emmet, Marvin & Martin, LLP

120 Broadway

New York, New York 10271

(212) 238-3032

It is proposed that this filing become effective under Rule 466

[X] immediately upon filing

[ ] on ( Date ) at ( Time ).

If a separate registration statement has been filed to register the deposited shares, check the following box. [ ]

CALCULATION OF REGISTRATION FEE

Title of each class of

Securities to be registered

Amount to be registered Proposed maximum offering price per unit (1) Proposed maximum aggregate offering price Amount of registration fee

American Depositary Shares representing common shares of Mizuho Financial Group, Inc.

350,000,000

American Depositary Shares

$5.00

$17,500,000

$2,679.25

(1) For the purpose of this table only the term "unit" is defined as 100 American Depositary Shares or portion thereof.

The prospectus consists of the proposed form of American Depositary Receipt ("Receipt") included as Exhibit A to the form of Deposit Agreement filed as Exhibit 1 to this Registration Statement, which is incorporated herein by reference.

PART I

INFORMATION REQUIRED IN PROSPECTUS

Item Number and Caption

Location in Form of Receipt Filed Herewith as Prospectus

1. Name and address of depositary

Introductory Article

2. Title of American Depositary Receipts and identity of deposited securities

Face of Receipt, top center

Terms of Deposit:

(i) The amount of deposited securities represented by one unit of American Depositary Receipts Face of Receipt, upper right corner
(ii) The procedure for voting, if any, the deposited securities Articles number 15, 16 and 18
(iii) The procedure for collecting and distributing of dividends Articles number 4, 12, 13, 14, 15 and 18
(iv) The procedure for transmitting notices, reports and proxy soliciting material Articles number 11, 15, 16 and 18
(v) The sale or exercise of rights Articles number 13, 14, 15 and 18
(vi) The deposit or sale of securities resulting from dividends, splits or plans of reorganization Articles number 12, 13, 14, 15, 17 and 18
(vii) Amendment, extension or termination of the deposit agreement Articles number 20 and 21
(viii) Rights of holders of American Depositary Receipts to inspect the transfer books of the depositary and the list of holders of American Depositary Receipts Article number 11
(ix) Restrictions upon the right to deposit or withdraw the underlying securities Articles number 2, 3, 4, 5, 6, 8 and 22
(x) Limitation upon the liability of the depositary Articles number 14, 18, 21 and 22

3. Fees and Charges

Articles 7 and 8
Item - 2. Available Information
Public reports furnished by issuer Article number 11

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item - 3. Exhibits

a. Form of Deposit Agreement dated as of April 2, 2018 among Mizuho Financial Group, Inc., The Bank of New York Mellon, as Depositary, and all Owners and Holders from time to time of American Depositary Shares issued thereunder. - Filed herewith as Exhibit 1.
b. Any other agreement to which the Depositary is a party relating to the issuance of the Depositary Shares registered hereby or the custody of the deposited securities represented. - Not applicable.
c. Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - Not applicable.
d. Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. - Filed herewith as Exhibit 4.
e. Certification under Rule 466. - Filed herewith as Exhibit 5.

Item - 4. Undertakings

(a)The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the depositary shares, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

(b)If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of depositary shares thirty days before any change in the fee schedule.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on October 15, 2024.

Legal entity created by the agreement for the issuance of depositary shares representing common shares of Mizuho Financial Group, Inc.

By: The Bank of New York Mellon
As Depositary
By:

/s/ Robert W. Goad

Name: Robert W. Goad
Title: Managing Director

Pursuant to the requirements of the Securities Act of 1933, Mizuho Financial Group, Inc., has caused this Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in Tokyo, Japan, on October 15, 2024.

Mizuho Financial Group, Inc.
By:

/s/ Masahiro Kihara

Name: Masahiro Kihara
Title: President & Group CEO

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities indicated on October 15, 2024.

/s/ Masahiro Kihara President & Group CEO
Masahiro Kihara (Principal Executive Officer)
/s/ Hidekatsu Take Deputy President & Senior Executive Officer
Hidekatsu Take
/s/ Mitsuhiro Kanazawa Senior Executive Officer
Mitsuhiro Kanazawa
/s/ Takefumi Yonezawa Senior Executive Officer
Takefumi Yonezawa (Principal Financial and Accounting Officer)
/s/ Seiji Imai Director, Chairman (Kaicho)
Seiji Imai
/s/ Hisaaki Hirama Director
Hisaaki Hirama
Director
Yoshimitsu Kobayashi
/s/ Ryoji Sato Director
Ryoji Sato
Director
Takashi Tsukioka
Director
Kotaro Ohno
Director
Hiromichi Shinohara
/s/ Izumi Kobayashi Director, Chairperson of the Board of Directors
Izumi Kobayashi
Director
Yumiko Noda
Director
Takakazu Uchida
MIZUHO AMERICAS LLC Authorized Representative in the United States
By:

/s/ Howard Wynn

Name Howard Wynn
Title: Chief Compliance Officer

INDEX TO EXHIBITS

Exhibit

Number

Exhibit
1 Form of Deposit Agreement dated as of April 2, 2018 among Mizuho Financial Group, Inc., The Bank of New York Mellon, as Depositary, and all Owners and Holders from time to time of American Depositary Shares issued thereunder.
4 Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to the legality of the securities to be registered.
5 Certification Under Rule 466.