Joint Notice of Proposed Rulemaking on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (SIFMA and SIFMA AMG)

SIFMA and SIFMA AMG provided comments to the Financial Crimes Enforcement Network (FinCEN) and the U.S. Securities and Exchange Commission (SEC) on their joint rule proposal that would require SEC-registered investment advisers and exempt reporting advisers to establish and maintain customer identification programs.