Great Southern Bancorp Inc.

11/08/2024 | Press release | Distributed by Public on 11/08/2024 11:03

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
TURNER JOSEPH W
2. Issuer Name and Ticker or Trading Symbol
GREAT SOUTHERN BANCORP, INC. [GSBC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President/CEO
(Last) (First) (Middle)
CARE OF GREAT SOUTHERN BANK, 218 S. GLENSTONE AVE
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2024
(Street)
SPRINGFIELD, MO 65802
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock 11/06/2024 M 6,000 A $50.71 143,382 D
Common stock 11/06/2024 S 6,000 D $66.6286 137,382 D
Common stock 2,478 I Spouse
Common stock 10/15/2024 J(1) V 18 A $57.9 11,286 I Children's Trust
Common stock 17,469(2) I 401(k) Plan
Common stock 369,738 I LTD Family Partnership
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to purchase $50.71 11/06/2024 11/06/2024 M 6,000 (3) 11/18/2025 Common Stock 6,000 $50.71 0 D
Option to purchase $41.30 (4) 10/24/2026 Common Stock 6,000 6,000 D
Option to purchase $52.20 (5) 11/15/2027 Common Stock 6,000 12,000 D
Option to purchase $55 (6) 11/28/2028 Common Stock 7,000 19,000 D
Option to purchase $60.15 (7) 11/20/2029 Common stock 7,000 26,000 D
Option to purchase $41.74 (8) 10/26/2030 Common stock 7,500 33,500 D
Option to purchase $57.98 (9) 11/17/2031 Common stock 7,750 41,250 D
Option to purchase $61.55 (10) 11/16/2032 Common stock 7,800 49,050 D
Option to purchase $53.22 (11) 11/15/2033 Common Stock 7,800 56,850 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TURNER JOSEPH W
CARE OF GREAT SOUTHERN BANK
218 S. GLENSTONE AVE
SPRINGFIELD, MO 65802
X X President/CEO

Signatures

Matt Snyder, by Power of Attorney from Joseph W. Turner 11/08/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) DRIP acquisition exempt from Section 16 reporting being reported voluntarily
(2) Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock.
(3) 1,500 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
(4) 1,500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
(5) 1,500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
(6) 1,750 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023
(7) 1,750 shares vest on 11/20/2021, 11/20/2022, 11/20/2023 and 11/20/2024
(8) 1,875 shares vest on 10/26/2022, 10/26/2023, 10/26/2024 and 10/26/2025
(9) 1,938 shares vest on 11/17/2023 and 11/17/2024, and 1,937 shares vest on 11/17/2025 and 11/17/2026
(10) 1,950 shares vest on 11/16/2024, 11/16/2025, 11/16/2026 and 11/16/2027
(11) 1,950 shares vest on 11/15/2025, 11/15/2026, 11/15/2027 and 11/15/2028
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.