12/11/2024 | Press release | Distributed by Public on 12/11/2024 17:45
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TIEDEMANN ADVISORS, LLC C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
TTC MULTI-STRATEGY FUND QP, LP C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
Tiedemann Advisors GP, LLC C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
AlTi Wealth Management Holdings, LLC C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
AlTi Global Holdings, LLC C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
AlTi Global Topco Ltd C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
AlTI Global Capital, LLC C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK, NY 10022 |
X | |||
AlTi Global, Inc. 520 MADISON AVE 26TH FLOOR NEW YORK, NY 10022 |
X |
Tiedemann Advisors, LLC, By: /s/ Whitney Fogle Lewis, Name: Whitney Fogle Lewis, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
TTC Multi-Strategy Fund QP, LP, By: /s/ Whitney Fogle Lewis, Name: Whitney Fogle Lewis, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
Tiedemann Advisors GP, LLC, By: /s/ Whitney Fogle Lewis, Name: Whitney Fogle Lewis, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
AlTi Wealth Management Holdings, LLC, By: /s/ Colleen Graham, Name: Colleen Graham, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
AlTi Global Holdings, LLC, By: /s/ Colleen Graham, Name: Colleen Graham, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
AlTi Global Topco Limited, By: /s/ Colleen Graham, Name: Colleen Graham, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
AlTi Global Capital, LLC, By: /s/ Colleen Graham, Name: Colleen Graham, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
AlTi Global, Inc., By: /s/ Colleen Graham, Name: Colleen Graham, Title: Authorized Signatory | 12/11/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are directly owned by Tiedemann Advisors, LLC ("Tiedemann") and may be deemed to be beneficially owned by each of: (i) TTC Multi-Strategy Fund QP, LP, a private investment fund for which Tiedemann serves as the investment manager ("TTC Fund"); (ii) Tiedemann Advisors GP, LLC, as general partner of the TTC Fund; and (iii) each of the following parent companies of Tiedemann, (A) AlTi Wealth Management Holdings, LLC; (B) AlTi Global Holdings, LLC; (C) AlTi Global Topco Limited; (D) AlTi Global Capital, LLC; and (E) AlTi Global, Inc. (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |