09/25/2024 | Press release | Distributed by Public on 09/25/2024 16:25
Case Documents:
Amended AnswerAmended ComplaintAmended DecisionAmended Notice Of IntentAmended Notice Of Member Responsibility ActionAnswerAppeals Committee DecisionCftc DecisionCftc OrderCircuit Court AppealComplaintDecisionFederal Court OrderFinal OrderInterim OrderNfa ReplyNoticeNotice And Order Lifting Member Responsibility ActionNotice And Order Lifting Suspension Of MembershipNotice And Order Of SuspensionNotice Of AppealNotice Of Associate Responsibility ActionNotice Of IntentNotice Of Member Responsibility ActionNotice Of Suspension Of MembershipNotice Of Termination Of AraNotice Of Termination Of Member Responsibility ActionOrderOrder Denying PetitionOrder Lifting ConditionsOrder Of DismissalPetition To StayResponse To Amended Notice Of IntentResponse To Notice Of IntentWithdrawal Of Notice Of IntentNarrative Summary:
COMPLAINT:
On September 25, 2024, NFA's Business Conduct Committee (BCC) issued a Complaint against Traders Edge Inc. (Traders Edge), Edward F.... Carr Jr. (Carr), William M. Chieco (Chieco), and Eugene A. Ratti (Ratti). The Complaint charges Traders Edge with using misleading and unbalanced promotional material and failing to register as a CTA. The Complaint also charges Traders Edge, Chieco and Ratti with using deceptive and misleading sales solicitations. In addition, the Complaint charges Traders Edge and Carr with failing to supervise.Read More.
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