Unified Series Trust
10/04/2024 | Press release | Distributed by Public on 10/04/2024 10:50
Post Effective Amendment to Post Effective Amendment by Investment Company Form 485BXT
Securities Act File No. 333-100654
Investment Company Act File No. 811-21237
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| FORM N-1A REGISTRATION STATEMENT | ||
| UNDER | ||
| THE SECURITIES ACT OF 1933 | x | |
| Pre-Effective Amendment No. | ||
| Post-Effective Amendment No. 594 | x | |
|
and/or |
||
|
REGISTRATION STATEMENT |
||
|
UNDER |
||
| THE INVESTMENT COMPANY ACT OF 1940 |
x |
|
| Amendment No. 595 | x |
Unified Series Trust
(Exact Name of Registrant as Specified In Charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (513) 587-3400
Elisabeth Dahl
Secretary
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Name and Address of Agent for Service)
Copies to:
Cassandra W. Borchers, Esq.
Thompson Hine LLP
312 Walnut Street, 20th Floor
Cincinnati, OH 45202
(513) 352-6632
It is proposed that this filing will become effective:
| □ | immediately upon filing pursuant to paragraph (b) |
| x | on October 14, 2024 pursuant to paragraph (b) |
| □ | 60 days after filing pursuant to paragraph (a)(1) |
| □ | on (date) pursuant to paragraph (a)(1) |
| □ | 75 days after filing pursuant to paragraph (a)(2) |
| □ | on (date) pursuant to paragraph (a)(2) of rule 485 |
If appropriate check this box:
| x | this post-effective amendment designates a new effective date for a previously filed post-effective amendment |
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 588 ("PEA No. 588") was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on July 17, 2024, and pursuant to Rule 485(a)(2) would become effective on September 30, 2024. Post-Effective Amendment No. 593 was filed pursuant to Rule 485(b)(1) for the sole purpose of designating October 7, 2024 as the new date upon which PEA No. 588 would become effective.
This Post-Effective Amendment No. 594 is being filed pursuant to Rule 485(b)(1)(iii) on October 4, 2024 for the sole purpose of designating October 14, 2024 as the new date upon which PEA No. 588 shall become effective.
This Post-Effective Amendment No. 594 incorporates by reference the information contained in Parts A, B and C of PEA No. 588.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, the Fund certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act and it has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Cincinnati and the State of Ohio on October 4, 2024.
| UNIFIED SERIES TRUST | |||
| By: | /s/ Martin R. Dean** | ||
| Martin R. Dean, President |
Attest:
| By: | /s/ Zachary Richmond*+ | |
|
Zachary Richmond, Treasurer and Chief Financial Officer |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the date indicated.
| Signature | Title | Date | |
| /s/ David R. Carson** | Interested Trustee | October 4, 2024 | |
| David R. Carson | |||
| /s/ Martin R. Dean** | President | October 4, 2024 | |
| Martin R. Dean | |||
| /s/ Zachary Richmond*+ | Treasurer and CFO | October 4, 2024 | |
| Zachary Richmond | |||
| /s/ Daniel Condon* | Trustee | October 4, 2024 | |
| Daniel Condon | |||
| /s/ Ronald Tritschler* | Trustee | October 4, 2024 | |
| Ronald Tritschler | |||
| /s/ Kenneth Grant* | Trustee | October 4, 2024 | |
| Kenneth Grant | |||
| /s/ Catharine B. McGauley*** | Trustee | October 4, 2024 | |
| Catharine B. McGauley | |||
| /s/ Freddie Jacobs, Jr.**** | Trustee | October 4, 2024 | |
| Freddie Jacobs, Jr. | |||
| /s/ Elisabeth A. Dahl | |||
| Elisabeth A. Dahl, Attorney in Fact |