11/04/2024 | Press release | Distributed by Public on 11/04/2024 17:33
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wilson David J. 205 CROSSPOINT PARKWAY GETZVILLE, NY 14068 |
X | President & CEO |
Mary C. O'Connor, Power of Attorney for David J. Wilson | 11/04/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 52,610.9333 shares of restricted stock issued to reporting person subject to forfeiture in whole or part, 9,365.8664 shares become fully vested 5/16/2025, 21,803.4324 shares become fully vested 50% per year for two years beginning 5/22/2025, and 21,441.6345 shares become fully vested 33.33% per year for three years beginning 5/20/2025, if reporting person remains an employee of issuer. |
(2) | The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $31.76 to $32.20, inclusive. The reporting person undertakes to provide to Columbus McKinnon Corporation, any security holder of Columbus McKinnon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. |
(3) | Represents shares held by The Wilson Family Children's Trust, of which the reporting person's spouse is a trustee and members of the reporting persons' immediate family are beneficiaries. |
(4) | The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $31.81 to $32.40, inclusive. The reporting person undertakes to provide to Columbus McKinnon Corporation, any security holder of Columbus McKinnon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4) to this Form 4. |