12/13/2024 | Press release | Distributed by Public on 12/13/2024 19:31
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $1.665 | 12/11/2024 | J(1) | 5,000 | (2) | 06/01/2026 | Class B common stock | 5,000 | $ 0 | 0 | D | ||||
Stock Options (Right to Buy) | $1.665 | 12/11/2024 | J(1) | 5,000 | (2) | 06/01/2026 | Class A common stock | 5,000 | $ 0 | 5,000 | D | ||||
Stock Options (Right to Buy) | $11.13 | 12/11/2024 | J(1) | 3,230 | (3) | 09/25/2028 | Class B common stock | 3,230 | $ 0 | 0 | D | ||||
Stock Options (Right to Buy) | $11.13 | 12/11/2024 | J(1) | 3,230 | (3) | 09/25/2028 | Class A common stock | 3,230 | $ 0 | 3,230 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sentonas Michael C/O CROWDSTRIKE HOLDINGS, INC. 206 E. 9TH STREET, SUITE 1400 AUSTIN, TX 78701 |
PRESIDENT |
/s/ Remie Solano, Attorney-in-Fact | 12/13/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 11, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. |
(2) | Represents the stock options that were granted on June 1, 2016, and vested in 40 equal monthly installments beginning on June 2, 2017. In connection with the conversion described in footnote (1), at the time of such conversion, each outstanding stock option to purchase the Issuer's Class B Common Stock was automatically converted into stock options to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. |
(3) | Represents the stock options that were granted on September 25, 2018, and vested in 40 equal monthly installments beginning on October 25, 2018. In connection with the conversion described in footnote (1), at the time of such conversion, each outstanding stock option to purchase the Issuer's Class B Common Stock was automatically converted into stock options to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. |