12/13/2024 | Press release | Distributed by Public on 12/13/2024 15:46
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCOTT JAMES R PO BOX 7113 BILLINGS, MT 59103 |
X | X | ||
James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs P.O. BOX 7113 BILLINGS, MT 59103 |
X | |||
J.S. Investments Limited Partnership P.O. BOX 7113 BILLINGS, MT 59103 |
X | |||
James R & Christine M Scott Foundation P.O. BOX 7113 BILLINGS, MT 59103 |
X | |||
Foundation for Community Vitality P.O. BOX 7113 BILLINGS, MT 59103 |
X | |||
James F Heyneman Conservatorship, James Scott, Conservator P.O. BOX 7113 BILLINGS, MT 59103 |
X | |||
James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees P.O. BOX 7113 BILLINGS, MT 59103 |
X |
/s/ Kirk D. Jensen, as attorney in fact for reporting person | 12/13/2024 |
**Signature of Reporting Person | Date |
JAMES R SCOTT TRUST, JAMES R SCOTT & FIRST INTERSTATE WEALTH MANAGEMENT CO-TTEES, by + | 12/13/2024 |
**Signature of Reporting Person | Date |
J.S. Investments Limited Partnership, by: + | 12/13/2024 |
**Signature of Reporting Person | Date |
JAMES F HEYNEMAN CONSERVATORSHIP, JAMES SCOTT, CONSERVATOR, by: + | 12/13/2024 |
**Signature of Reporting Person | Date |
JAMES R AND CHRISTINE M SCOTT FOUNDATION, By: + | 12/13/2024 |
**Signature of Reporting Person | Date |
FOUNDATION FOR COMMUNITY VITALITY, by:+ | 12/13/2024 |
**Signature of Reporting Person | Date |
JAMES F HEYNEMAN TRUST, JAMES SCOTT & FIRST INTERSTATE WEALTH MANAGEMENT CO-TRUSTEES, by: + | 12/13/2024 |
**Signature of Reporting Person | Date |
+/s/ Timothy Leuthold, Attorney-in-Fact for Reporting Person | 12/13/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares disposed of by James R. Scott's spouse to Foundation for Community Vitality, and shares acquired by Foundation for Community Vitality from James R. Scott's spouse as a bona fide gift. |
(2) | As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with James R. Scott with the indication of direct or indirect ownership in Tables I and II being made from James R. Scott's perspective unless expressly noted otherwise by footnote. The nature of beneficial ownership is described in detail by footnote for all reporting persons. |
(3) | Composed of 1,969,304 shares held of record by James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs, 15,660 shares held of record by James R Scott's 401k, 35,240 shares held of record by James R and Christine M Scott Foundation, 1,901,036 shares held of record by JS Investments Limited Partnership, 345,053 shares held of record by Foundation for Community Vitality, 73,002 shares held of record by James F Heyneman Conservatorship, James Scott, Conservator, 7,096 shares held of record by James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees, and 41,625 shares held of record by James R. Scott's spouse. |
(4) | Shares disposed of by James R. Scott Trust, James R Scott & First Interstate Wealth Managment Co-TTEEs's to Foundation for Community Vitality, and shares acquired by Foundation for Community Vitality from James R. Scott Trust, James R Scott & First Interstate Wealth Managment Co-TTEEs's, as a bona fide gift. |