ADP Broker-Dealer Inc.

23/08/2024 | Press release | Distributed by Public on 23/08/2024 21:18

Information Required of Brokers and Dealers Form X 17A 5

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0000934684
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
07-01-2023
and Ending
06-30-2024
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
ADP BROKER-DEALER, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
ONE ADP BOULEVARD
City
ROSELAND
State/Country
NEW JERSEY
Mailing Zip/ Portal Code
07068-1786

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Patricia M Barrenechea
Telephone Number
9734044168

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Deloitte & Touche LLP
Address 1
30 Rockefeller Plaza
City
New York
State/Country
NEW YORK
Mailing Zip/ Postal Code
10112
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, James Blake , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of ADP BROKER-DEALER, INC., as of 08-23-2024, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
James Blake
Title
President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.