09/05/2024 | Press release | Distributed by Public on 09/05/2024 10:17
As filed with the Securities and Exchange Commission on September 5, 2024
Securities Act File No. 333-277947
1940 Act File No. 811-23700
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-2
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒
Pre-Effective Amendment No. ☐
Post-Effective Amendment No. 2 ☒
and
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒
Amendment No. 12 ☒
Cascade Private Capital Fund
(Exact Name of Registrant as Specified in Charter)
c/o UMB Fund Services, Inc.
235 West Galena Street
Milwaukee, WI 53212
(Address of Principal Executive Offices)
414-299-2270
(Registrant's Telephone Number)
Lance J. Johnson
c/o UMB Fund Services, Inc.
235 West Galena Street
Milwaukee, WI 53212
(Name and Address of Agent for Service)
Copy to:
Joshua B. Deringer, Esq.
Faegre Drinker Biddle & Reath LLP
One Logan Square, Ste. 2000
Philadelphia, PA 19103-6996
215-988-2700
APPROXIMATE DATE OF PROPOSED PUBLIC OFFERING:
AS SOON AS PRACTICABLE AFTER THE EFFECTIVE DATE OF THIS REGISTRATION STATEMENT.
☐ | Check box if the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans. | |
☒ | Check box if any securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 ("Securities Act"), other than securities offered in connection with a dividend reinvestment plan. | |
☐ | Check box if this Form is a registration statement pursuant to General Instruction A.2 or a post-effective amendment thereto. | |
☐ | Check box if this Form is a registration statement pursuant to General Instruction B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act. | |
☐ | Check box if this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act. |
It is proposed that this filing will become effective (check appropriate box)
☐ | when declared effective pursuant to Section 8(c) of the Securities Act | |
The following boxes should only be included and completed if the registrant is making this filing in accordance with Rule 486 under the Securities Act. | ||
☐ | immediately upon filing pursuant to paragraph (b) | |
☐ | on (date) pursuant to paragraph (b) | |
☐ | 60 days after filing pursuant to paragraph (a) | |
☐ | on (date) pursuant to paragraph (a) |
If appropriate, check the following box:
☐ | This [post-effective] amendment designates a new effective date for a previously filed [post-effective amendment] [registration statement]. | |
☐ | This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: _________. | |
☐ | This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: _________. | |
☒ | This Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: 333-277947. |
Check each box that appropriately characterizes the Registrant:
☒ | Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 ("Investment Company Act")). | |
☐ | Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act). | |
☒ | Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act). | |
☐ | A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form). | |
☐ | Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act). | |
☐ | Emerging Growth Company (as defined by Rule 12b-2 under the Securities Exchange Act of 1934 ("Exchange Act"). | |
☐ | If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. | |
☐ | New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing). |
EXPLANATORY NOTE
This Post-Effective Amendment to the Registration Statement on Form N-2 (File Nos. 333-277947 and 811-23700) of Cascade Private Capital Fund (the "Registration Statement") is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the "Securities Act"), solely for the purpose of adding Exhibit n.1 to the Registration Statement. Exhibit n.1 is the consent of the prior independent registered accounting firm of the Fund. No changes have been made to Part A, Part B or Part C of the Registration Statement, other than Item 25(2) of Part C as set forth below. Accordingly, this Post-Effective Amendment consists only of a facing page, this explanatory note and Part C of the Registration Statement setting forth the exhibits to the Registration Statement. This Post-Effective Amendment does not modify any other part of the Registration Statement. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment shall become effective immediately upon filing with the Securities and Exchange Commission. The contents of the Registration Statement are hereby incorporated by reference.
PART C:
OTHER INFORMATION
Cascade Private Capital Fund (the "Registrant")
Item 25. Financial Statements and Exhibits
C-1
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Marina del Rey in the State of California on the 3rd day of September, 2024.
Cascade Private Capital Fund | |||
By: | /s/ Stephen L. Nesbitt | ||
Name: | Stephen L. Nesbitt | ||
Title: | President |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated on the 3rd day of September, 2024.
/s/ Stephen L. Nesbitt | Trustee and President | |||
Stephen L. Nesbitt | ||||
/s/ Lance J. Johnson | Treasurer | |||
Lance J. Johnson | ||||
* Paul S. Atkins | Trustee | |||
Paul S. Atkins | ||||
* Dominic J. Garcia | Trustee | |||
Dominic J. Garcia | ||||
* Paul J. Williams | Trustee | |||
Paul J. Williams | ||||
* By: /s/ Lance J. Johnson | ||||
* Lance J. Johnson Attorney-in-Fact (pursuant to power of attorney) |
C-2
Exhibit Index
(n)(1) | Consent of prior independent registered public accounting firm | |
C-3