Rockwell Automation Inc.

12/10/2024 | Press release | Distributed by Public on 12/10/2024 19:08

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Riesterer Terry L.
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ROK] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Vice President and Controller
(Last) (First) (Middle)
1201 SOUTH SECOND STREET 		3. Date of Earliest Transaction (Month/Day/Year)
12/07/2024
(Street)
MILWAUKEE, WI 53204 		4. If Amendment, Date Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/07/2024 M 86 A $ 0 2,400 D
Common Stock 12/09/2024 S(1) 25 D $301.9644(2) 2,375 D
Common Stock 12/09/2024 M 154 A $ 0 2,529 D
Common Stock 12/10/2024 S(3) 8 D $295.0931(4) 2,521 D
Common Stock 12/10/2024 S(3) 21 D $296.5926(5) 2,500 D
Common Stock 12/10/2024 S(3) 14 D $297.8029(6) 2,486 D
Common Stock 12/10/2024 S(3) 3 D $298.2492(7) 2,483 D
Common Stock 619.20(8) I By Savings Plan
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 		6. Date Exercisable and Expiration Date
(Month/Day/Year) 		7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (9) 12/07/2024 M 86 12/07/2022(10) 12/07/2024 Common Stock 86 $ 0 0 D
Restricted Stock Units (9) 12/09/2024 M 154 12/09/2023(10) 12/09/2025 Common Stock 154 $ 0 154 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Riesterer Terry L.
1201 SOUTH SECOND STREET
MILWAUKEE, WI 53204 		Vice President and Controller

Signatures

Danielle White, Attorney-in-fact for Terry L. Riesterer 12/10/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/7/2024.
(2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7950 to $302.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
(3) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.
(4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.7400 to $295.5550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
(5) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.0500 to $297.0350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
(6) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.1850 to $298.1500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
(7) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.1975 to $298.2750. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
(8) Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2024.
(9) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
(10) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.