GSK plc

15/11/2024 | Press release | Distributed by Public on 15/11/2024 22:21

Amendment to Beneficial Ownership Report - Form SC 13D/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

(Amendment No. 3) *

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934

23ANDME HOLDING CO.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

90138Q306

(CUSIP Number)

Victoria A. Whyte

GSK plc

79 New Oxford Street

London

WC1A 1DG

United Kingdom

Telephone: +44 (0)208 047 5000

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

November 12, 2024

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

CUSIP No. 90138Q306 13D/A3 Page 2 of 6
1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

GSK plc
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐

(b) ☐

3. SEC USE ONLY
4. SOURCE OF FUNDS (see instructions)

OO
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
6. CITIZENSHIP OR PLACE OF ORGANIZATION

England and Wales
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
7. SOLE VOTING POWER
1,983,025 (1)
8. SHARED VOTING POWER

0
9. SOLE DISPOSITIVE POWER

1,983,025 (1)
10. SHARED DISPOSITIVE POWER

0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,983,025 (1)
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐
13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.5% (2)

14. TYPE OF REPORTING PERSON (see instructions)

CO

Footnote

(1) Represents shares of the Issuer's Class A common stock, par value $0.0001 per share (the "Class A Common Stock") that may be obtained upon the conversion of shares of Class B Common Stock ("Class B Common Stock") held by the reporting persons. Class B Common Stock, which is not registered under the Securities Exchange Act of 1934, as amended, is convertible into shares of Class A Common Stock at the option of the holder on a share-for-share basis.

(2) The percentage reported herein is based upon (i) 19,011,874 shares of Class A Common Stock of 23andMe Holding Co. (the "Issuer") outstanding as of October 31, 2024, as reported in the Issuer's Form 10-Q furnished with the Securities and Exchange Commission (the "SEC") on November 12, 2024, and (ii) 1,983,025shares of Class B Common Stock held directly by Glaxo Group Limited ("GGL"), an indirect wholly owned subsidiary of GSK plc ("GSK"). Effective October 16, 2024, the Issuer completed a 1-for-20 reverse stock split of its Class A Common Stock and Class B Common Stock. All share and conversion amounts reported herein have been adjusted to reflect the reverse stock split.

CUSIP No. 90138Q306 13D/A3 Page 3 of 6

Item 1. Security and Issuer.

This Amendment No. 3 to Schedule 13D (this "Statement") amends and supplements the statement on Schedule 13D originally filed on November 4, 2022, as amended on January 20, 2023 and February 9, 2024 (the "Schedule 13D") with respect to the Class A Common Stock of the Issuer, a Delaware incorporated company. GSK is filing this amendment to disclose its new percentage beneficial ownership in the Issuer, which has been decreased as a result of an increase in the outstanding Class A Common Stock of the Issuer. The Issuer's principal executive offices are located at 223 N. Mathilda Avenue, Sunnyvale, California 94086.

Item 2. Identity and Background.

The response set forth in Item 2 of the Schedule 13D is hereby amended by deleting Schedule 1 in its entirety and replacing it with Schedule 1 attached.

Item 5. Interest in Securities of the Issuer.

The response set forth in Items 5 (a) of the Schedule 13D is hereby amended by deleting the previous response in its entirety and replacing it with the following:

a. GSK beneficially owns 1,983,025 shares of Class B Common Stock, which represents 9.5% of the 19,011,874 shares of Class A Common Stock of the Issuer outstanding as of October 31, 2024, as reported in the Issuer's Form 10-Q on November 12, 2024 and the 1,983,025shares of Class B Common Stock held by GGL.
CUSIP No. 90138Q306 13D/A3 Page 4 of 6

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

Date: November 14, 2024

GSK plc
By: /s/ Victoria A. Whyte
Name: Victoria A. Whyte
Title: Authorized Signatory
CUSIP No. 90138Q306 13D/A3 Page 5 of 6

Schedule 1

Name

Business Address

Principal Occupation or Employment

Citizenship

Board of Directors
Sir Jonathan Symonds CBE

79 New Oxford Street
London, WC1A 1DG

United Kingdom

Chair and Company Director British
Emma Walmsley

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Executive Director British
Julie Brown

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director British

Elizabeth McKee

Anderson

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director US
Charles Bancroft

79 New Oxford Street,

London, WC1A 1DG,

United Kingdom

Company Director US
Dr. Hal Barron

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director US
Dr. Anne Beal

79 New Oxford Street

London, WC1A 1DG

England

Company Director US
Wendy Becker

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director British & US & Italian
Dr. Harry (Hal) Dietz

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director US
Dr. Jesse Goodman

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director US
Jeannie Tsun-Huei Lee

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director US
Dr. Vishal Sikka

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Company Director US
CUSIP No. 90138Q306 13D/A3 Page 6 of 6

Name

Business Address

Principal Occupation or Employment

Citizenship

GSK Leadership Team
Emma Walmsley

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Chief Executive Officer British
Julie Brown

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Chief Financial Officer British
Diana Conrad

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Chief People Officer

Canadian

James Ford

79 New Oxford Street

London, WC1A 1DG

United Kingdom

SVP and Group General Counsel, Legal and Compliance British & US
Sally Jackson

79 New Oxford Street

London, WC1A 1DG

United Kingdom

SVP, Global Communications and CEO Office British
Luke Miels

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Chief Commercial Officer Australian
Shobana Ramakrishnan

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Chief Digital & Technology Officer US
David Redfern

79 New Oxford Street

London, WC1A 1DG

United Kingdom

President, Corporate Development British
Regis Simard

79 New Oxford Street

London, WC1A 1DG

United Kingdom

President, Global Supply Chain French & British
Philip Thomson

79 New Oxford Street

London, WC1A 1DG

United Kingdom

President, Global Affairs British
Deborah Waterhouse

79 New Oxford Street

London, WC1A 1DG

United Kingdom

CEO, ViiV Healthcare and President Global Health, GSK British
Tony Wood

79 New Oxford Street

London, WC1A 1DG

United Kingdom

Chief Scientific Officer British