10/12/2024 | Press release | Distributed by Public on 10/12/2024 21:16
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NINA CAPITAL HOLDINGS INC. 17301 BISCAYNE BLVD., APT 2205 AVENTURA, FL 33160 |
X | |||
TACHE GALANTE MOISES 17301 BISCAYNE BLVD., APT 2205 AVENTURA, FL 33160 |
X | |||
MATZ ZYMAN STEPHANNIE 17301 BISCAYNE BLVD., APT 2205 AVENTURA, FL 33160 |
X |
/s/ Moises Tache Galante as director of Nina Capital Holdings Inc. | 12/10/2024 |
**Signature of Reporting Person | Date |
/s/ Moises Tache Galante | 12/10/2024 |
**Signature of Reporting Person | Date |
/s/ Stephannie Matz Zyman | 12/10/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales price reported is the weighted average sale price for the number of shares of Common Stock purchased. These shares were purchased in multiple transactions at prices ranging from $5.48 to $5.62, inclusive. Full information regarding the number of shares purchased at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer. |
(2) | Includes (i) 1,590,000 shares of Common Stock held by Nina Capital Holdings, and (ii) 528,000 shares of Common Stock held jointly by Moises Tache Galante and his spouse, Stephannie Matz Zyman. |