11/13/2024 | Press release | Distributed by Public on 11/13/2024 15:50
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A ordinary shares | (1) | 11/08/2024 | P(1) | 439,346 | (1) | (1) | Class A ordinary shares | 439,346 | $ 0 | 6,159,346 | D(2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GSR III Sponsor LLC C/O GSR III ACQUISITION CORP. 5900 BALCONES DRIVE, SUITE 100 AUSTIN, TX 78731 |
X | |||
Garcia Gus C/O GSR III ACQUISITION CORP. 5900 BALCONES DRIVE, SUITE 100 AUSTIN, TX 78731 |
X | X | Co-Chief Executive Officer | |
Silberman Lewis C/O GSR III ACQUISITION CORP. 5900 BALCONES DRIVE, SUITE 100 AUSTIN, TX 78731 |
X | X | Co-Chief Executive Officer | |
Ramamurti Anantha C/O GSR III ACQUISITION CORP. 5900 BALCONES DRIVE, SUITE 100 AUSTIN, TX 78731 |
X | X | CFO & President |
/s/ GSR III Sponsor LLC, by Lewis Silberman, Co-CEO | 11/13/2024 |
**Signature of Reporting Person | Date |
/s/ Lewis Silberman, Attorney-in-Fact for Gus Garcia | 11/13/2024 |
**Signature of Reporting Person | Date |
/s/ Lewis Silberman, Attorney-in-Fact for Anantha Ramamurti | 11/13/2024 |
**Signature of Reporting Person | Date |
/s/ Lewis Silberman | 11/13/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of 384,428 private placement units purchased by GSR III Sponsor LLC (the "Sponsor") for $10.00 per unit in a private placement transaction (the "private placement units") with the registrant. Each such unit consists of one Class A ordinary share, par value $0.0001 per share (each, a "Class A ordinary share") and one-seventh of one whole right to receive one Class A ordinary share upon the consummation of our initial business combination. If we are unable to complete a business combination, the private placement units (and their underlying securities) will expire worthless. |
(2) | Reflects securities held directly by the Sponsor. Gus Garcia, Lewis Silberman and Anantha Ramamurti are the managing members of the Sponsor and share investment and voting control over these securities. As a result, Gus Garcia, Lewis Silberman and Anantha Ramamurti may be deemed to have beneficial ownership of the securities held by Sponsor, but disclaim beneficial ownership of these securities, except to the extent of any pecuniary interest therein. |