Themes ETF Trust
08/09/2024 | Press release | Distributed by Public on 08/09/2024 13:33
Post Effective Amendment to Post Effective Amendment by Investment Company Form 485BXT
As filed with the U.S. Securities and Exchange Commission on August 9, 2024
File No. 333-271700
File No. 811-23872
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ |
| Pre-Effective Amendment No. ___ | ☐ |
| Post-Effective Amendment No. 10 | ☒ |
| and/or | |
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ |
| Amendment No. 12 | ☒ |
Themes ETF Trust
(Exact Name of Registrant as Specified in Charter)
34 East Putnam Avenue, Suite 112
Greenwich, CT 06830
(Address of Principal Executive Offices, Zip Code)
646-206-1788
(Registrant's Telephone Number, including Area Code)
Jose C. Gonzalez
34 East Putnam Avenue, Suite 112
Greenwich, CT 06830
(Name and Address of Agent for Service)
Copy to:
Karen Aspinall, Esq.
Practus, LLP
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211
It is proposed that this filing will become effective (check appropriate box):
| ☐ | immediately upon filing pursuant to paragraph (b) |
| ☒ | On September 8, 2024 pursuant to paragraph (b) |
| ☐ | 60 days after filing pursuant to paragraph (a)(1) |
| ☐ | on pursuant to paragraph (a)(1) |
| ☐ | 75 days after filing pursuant to paragraph (a)(2) |
| ☐ | on ________________ pursuant to paragraph (a)(2) of Rule 485. |
If appropriate, check the following box:
| ☒ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
The sole purpose of this filing is to delay the effectiveness of Post-Effective Amendment No. 2 (the "Amendment") to the Registrant's Registration Statement (filed on January 30, 2024) with respect to 18 of its series (Themes S&P 500 Dual Options Income ETF, Themes S&P 500 Enhanced Iron Condor Income ETF, Themes S&P 500 Ultra Enhanced Iron Condor Income ETF, Themes Nasdaq 100 Dual Options Income ETF, Themes Nasdaq 100 Enhanced Iron Condor Income ETF, Themes Nasdaq 100 Ultra Enhanced Iron Condor Income ETF, Themes Russell 2000 Dual Options Income ETF, Themes Russell 2000 Enhanced Iron Condor Income ETF, Themes Russell 2000 Ultra Enhanced Iron Condor Income ETF, Themes S&P 500 Dynamic Covered Call ETF, Themes AAPL PutWrite Options Income ETF, Themes AMZN PutWrite Options Income ETF, Themes COIN PutWrite Options Income ETF, Themes GOOGL PutWrite Options Income ETF, Themes MSFT PutWrite Options Income ETF, Themes NVDA PutWrite Options Income ETF, Themes TSLA PutWrite Options Income ETF and Themes VIX PutWrite Options Income ETF) until September 8, 2024. Parts A and B of the Amendment are incorporated by reference herein. This amendment also incorporates by reference the information contained in Part C of Post-Effective Amendment No. 8 to the Registrant's Registration Statement, which was filed on June 14, 2024.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (the "Securities Act") and the Investment Company Act of 1940, the Trust certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement on Form N-1A under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 10 to the Registrant's Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Greenwich, State of Connecticut, on this 9th day of August, 2024.
| THEMES ETF TRUST | ||
| By: | /s/ Jose C. Gonzalez | |
| Jose C. Gonzalez | ||
|
Trustee and President (Principal Executive Officer) |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | ||
| /s/ Jose C. Gonzalez | Trustee and President | August 9, 2024 | ||
| Jose C. Gonzalez | (Principal Executive Officer) | |||
| /s/ Dobromir Kamburov | Treasurer | August 9, 2024 | ||
| Dobromir Kamburov* | (Principal Financial Officer and Principal Accounting Officer) | |||
| /s/ Sanjay R. Bharwani | Trustee | August 9, 2024 | ||
| Sanjay R. Bharwani* | ||||
| /s/ Neil Fleming | Trustee | August 9, 2024 | ||
| Neil Fleming* | ||||
| /s/ Tracy N. Packwood | Trustee | August 9, 2024 | ||
| Tracy N. Packwood* |
| *By: | /s/ Jose C. Gonzalez | |
|
Jose C. Gonzalez August 9, 2024 |
||
| Attorney-in-Fact pursuant to Powers of Attorney previously filed with Pre-Effective Amendment No. 2 to the Registrant's registration statement on November 9, 2024 |