02/07/2024 | Press release | Distributed by Public on 02/07/2024 16:33
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STILWELL JOSEPH 200 CALLE DEL SANTO CRISTO SAN JUAN, PR00901 |
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Stilwell Value LLC 111 BROADWAY, 12TH FLOOR NEW YORK, NY10006 |
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X |
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Stilwell Value Partners VII, L.P. 111 BROADWAY, 12TH FLOOR NEW YORK, NY10006 |
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X |
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Stilwell Activist Fund, L.P. 111 BROADWAY, 12TH FLOOR NEW YORK, NY10006 |
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X |
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Stilwell Activist Investments, L.P. 111 BROADWAY, 12TH FLOOR NEW YORK, NY10006 |
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X |
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/s/ Joseph Stilwell | 2024-07-02 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Value LLC | 2024-07-02 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Value Partners VII, L.P. | 2024-07-02 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Activist Fund, L.P. | 2024-07-02 |
**Signature of Reporting Person | Date |
/s/ Joseph Stilwell as authorized agent for Stilwell Activist Investments, L.P. | 2024-07-02 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
(2) | These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
(3) | These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |