Regions Financial Corporation

10/31/2024 | Press release | Distributed by Public on 10/31/2024 11:17

Initial Statement of Beneficial Ownership - Form 3

Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Willman Brian R
2. Date of Event Requiring Statement (Month/Day/Year)
2024-10-21
3. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [RF]
(Last) (First) (Middle)
P. O. BOX 10247
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
SEVP /
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
BIRMINGHAM AL 35202-0247
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative Security 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership
Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Willman Brian R
P. O. BOX 10247

BIRMINGHAM, AL35202-0247


SEVP

Signatures

/s/ Elizabeth H. Townsend - Attorney-in-Fact 2024-10-31
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) 5,866 restricted stock units awarded April 1, 2022, to be settled in shares of common stock as of April 1, 2025, subject to a service requirement, with the number of shares delivered upon vesting contingent upon the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024; 6,966 restricted stock units awarded April 3, 2023, to be settled in shares of common stock as of April 3, 2026, subject to a service requirement, with the number of shares delivered upon vesting contingent upon the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025; and 6,789 restricted stock units awarded April 1, 2024, to be settled in shares of common stock as of April 1, 2027, subject to a service requirement, with the number of shares delivered upon vesting contingent upon the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.
(2) Includes quarterly cash dividends that were reinvested in restricted stock units.
(3) Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.