11/05/2024 | Press release | Distributed by Public on 11/05/2024 14:29
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 11/01/2024 | A | 2,590 | (2) | (2) | Class A common stock, par value $0.01 per share | 2,590 | (2) | 2,590 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FEINBERG STEPHEN C/O ALBERTSONS COMPANIES, INC. 250 E PARKCENTER BLVD. BOISE, ID 83706 |
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Maria Fernandez, Attorney-in-Fact for Stephen Feinberg | 11/05/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Cerberus Capital Management, L.P. ("CCM" and, along with its affiliates, "Cerberus") holds 151,818,680 shares of Class A common stock of the Company, and separately reports such beneficial ownership, and any changes therein, pursuant to Section 16 of the Securities Exchange Act of 1934. Stephen Feinberg is the Co-Chief Executive Officer of CCM and possesses the power to vote (or to direct the vote) and the power to dispose (or to direct the disposition) of all securities of the Company held by Cerberus. Mr. Feinberg's interest in the securities reported herein, and in the securities reported in the separate Section 16 filings made by CCM, is limited to the extent of his pecuniary interest in such securities, if any. |
(2) | Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The award will vest in full on February 22, 2025, as long as the reporting person continues to serve as a Director on such date. |