09/04/2024 | Press release | Distributed by Public on 09/04/2024 15:24
Date of this announcement
Wednesday September 04, 2024
The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
Total number of +securities to be quoted
ASX +security |
Number of +securities to |
|
code |
Security description |
be quoted Issue date |
NVX |
ORDINARY FULLY PAID |
618,129 02/09/2024 |
Refer to next page for full details of the announcement
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Appendix 2A - Application for quotation of securities |
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Part 1 - Entity and announcement details
1.1 Name of entity
NOVONIX LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type ACN |
Registration number 157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
4/9/2024
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Existing +securities converting into additional +securities in an existing class FROM (Existing Class)
ASX +security code and description
NVXAD : PERFORMANCE RIGHTS
TO (Existing Class)
ASX +security code and description
NVX : ORDINARY FULLY PAID
Please state the number of options that were exercised or other +convertible securities that were converted 2,335,069 |
The first date the options were exercised or other +convertible securities were converted 31/8/2024 |
The last date the options were exercised or other +convertible securities were converted 31/8/2024 |
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?
No
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
An issue of new +securities
The underlying +securities being received by the holder are:
Intended to be, but are not yet, quoted by ASX
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMP |
Name of registered holder |
Number of options being exercised or other +convertible securities being converted |
Chris Burns |
Dr John Christopher Burns |
349,568 |
Rashda Buttar |
Rashda Buttar |
76,559 |
Nicholas Liveris |
Nicholas Liveris |
192,002 |
Issue date
2/9/2024
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
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Issue details
Number of +securities to be quoted
618,129
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Ordinary shares issued on the vesting of performance rights. |
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.615000
Any other information the entity wishes to provide about the +securities to be quoted
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description |
Total number of +securities on issue |
NVX : ORDINARY FULLY PAID |
493,667,797 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description |
Total number of +securities on issue |
NVXAD : PERFORMANCE RIGHTS |
20,385,459 |
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
13,666,667 |
NVXAG : SHARE RIGHTS |
632,890 |
NVXAL : CONVERTIBLE NOTES |
45,221,586 |
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