Horace Mann Educators Corporation

11/12/2024 | Press release | Distributed by Public on 11/12/2024 16:50

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
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(Print or Type Responses)
1. Name and Address of Reporting Person *
ZURAITIS MARITA
2. Issuer Name and Ticker or Trading Symbol
HORACE MANN EDUCATORS CORP /DE/ [HMN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President & CEO
(Last) (First) (Middle)
1 HORACE MANN PLAZA
3. Date of Earliest Transaction (Month/Day/Year)
11/07/2024
(Street)
SPRINGFIELD, IL 62715
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/07/2024 M 2,418 A $31.01 294,753.748(1) D
Common Stock 11/07/2024 F 1,785(2) D $41.99 292,968.748(3) D
Common Stock 11/07/2024 M 806 A $31.01 293,774.748(4) D
Common Stock 11/07/2024 S 691 D $42.035 293,083.748(5) D
Common Stock 11/07/2024 M 20,000 A $31.01 313,083.748(6) D
Common Stock 11/07/2024 S 17,107 D $41.724(7) 295,976.748(8) D
Common Stock 11/08/2024 M 20,000 A $31.01 315,976.748(9) D
Common Stock 11/08/2024 S 17,213 D $41.063(10) 298,763.748(11) D
Common Stock 11/08/2024 M 20,000 A $31.01 318,763.748(12) D
Common Stock 11/08/2024 S 17,285 D $40.872(13) 301,478.748(14) D
Common Stock 11/11/2024 M 10,346 A $31.01 311,824.748(15) D
Common Stock 11/11/2024 S 8,808 D $42.33 303,016.748(16) D
Common Stock 11/11/2024 M 10,346 A $31.01 313,362.748(17) D
Common Stock 11/11/2024 S 8,821 D $42.099(18) 304,541.748(19) D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $31.01 11/07/2024 M 2,418 03/09/2020 03/09/2026 Common Stock 2,418 $ 0 0 D
Employee Stock Option (right to buy) $31.01 11/07/2024 M 806 03/09/2017 03/09/2026 Common Stock 806 $ 0 0 D
Employee Stock Option (right to buy) $31.01 11/07/2024 M 20,000 03/09/2020 03/09/2026 Common Stock 20,000 $ 0 60,692 D
Employee Stock Option (right to buy) $31.01 11/08/2024 M 20,000 03/09/2020 03/09/2026 Common Stock 20,000 $ 0 40,692 D
Employee Stock Option (right to buy) $31.01 11/08/2024 M 20,000 03/09/2020 03/09/2026 Common Stock 20,000 $ 0 20,692 D
Employee Stock Option (right to buy) $31.01 11/11/2024 M 10,346 03/09/2020 03/09/2026 Common Stock 10,346 $ 0 10,346 D
Employee Stock Option (right to buy) $31.01 11/11/2024 M 10,346 03/09/2020 03/09/2026 Common Stock 10,346 $ 0 0 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ZURAITIS MARITA
1 HORACE MANN PLAZA
SPRINGFIELD, IL 62715
X President & CEO

Signatures

Linea K. Michael, Attorney in Fact for Marita Zuraitis 11/12/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Represents 205,655.748 vested restricted stock units and 89,098 shares of Common Stock.
(2) Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
(3) Represents 205,655.748 vested restricted stock units and 87,313 shares of Common Stock.
(4) Represents 205,655.748 vested restricted stock units and 88,119 shares of Common Stock.
(5) Represents 205,655.748 vested restricted stock units and 87,428 shares of Common Stock.
(6) Represents 205,655.748 vested restricted stock units and 107,428 shares of Common Stock.
(7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.60 to $41.96.
(8) Represents 205,655.748 vested restricted stock units and 90,321 shares of Common Stock.
(9) Represents 205,655.748 vested restricted stock units and 110,321 shares of Common Stock.
(10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.96 to $41.26.
(11) Represents 205,655.748 vested restricted stock units and 93,108 shares of Common Stock.
(12) Represents 205,655.748 vested restricted stock units and 113,108 shares of Common Stock.
(13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.83 to $40.99.
(14) Represents 205,655.748 vested restricted stock units and 95,823 shares of Common Stock.
(15) Represents 205,655.748 vested restricted stock units and 106,169 shares of Common Stock.
(16) Represents 205,655.748 vested restricted stock units and 97,361 shares of Common Stock.
(17) Represents 205,655.748 vested restricted stock units and 107,707 shares of Common Stock.
(18) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.06 to $42.20.
(19) Represents 205,655.748 vested restricted stock units and 98,886 shares of Common Stock.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.