11/05/2024 | Press release | Distributed by Public on 11/05/2024 14:09
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sanderling Venture Partners VI Co Investment Fund LP 1300 S EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling Ventures Management VI 1300 S EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling VI Beteiligungs GmbH & Co KG 1300 S EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling Venture Partners VI LP 1300 S. EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling VI Limited Partnership 1300 S EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling Ventures VII, L.P. 1300 S. EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling Ventures VII (Canada), L.P. 1300 S. EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling Ventures VII Annex Fund, L.P. 1300 S EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X | |||
Sanderling Ventures Management VII 1300 S. EL CAMINO REAL SUITE 203 SAN MATEO, CA 94402 |
X |
Sanderling Venture Partners VI Co-Investment Fund, L.P., By: /s/ Fred Middleton, Managing Director of Middleton, McNeil & Mills Associates VI, LLC, its General Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling Ventures Management VI, By: /s/ Fred Middleton, Owner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling VI Beteiligungs GmbH & Co. KG, By: /s/ Fred Middleton, Managing Director of Middleton, McNeil & Mills Associates VI, LLC, its Managing Limited Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling Venture Partners VI , L.P., By: /s/ Fred Middleton, Managing Director of Middleton, McNeil & Mills Associates VI, L.P., its General Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling VI Limited Partnership, By: /s/ Fred Middleton, Managing Director of Middleton, McNeil & Mills Associates VI, LLC, its Investment General Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling Ventures VII, L.P. , By: /s/ Fred Middleton, Managing Director of M4 Partners VII, LLC, its General Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling Ventures VII Annex Fund, L.P., By: /s/ Fred Middleton, Managing Director of M4 Partners VII Annex, LLC, its General Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling Ventures VII (Canada), L.P., By: /s/ D. Michael Dixon, President of Sanderling Ventures VII (Canada) GP Inc., General Partner of Sanderling Ventures VII (Canada) G.P., L.P, its General Partner | 11/05/2024 |
**Signature of Reporting Person | Date |
Sanderling Ventures Management VII, By: /s/ Fred Middleton, Owner | 11/05/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |