11/12/2024 | Press release | Distributed by Public on 11/12/2024 08:36
As filed with the Securities and Exchange Commission on November 12, 2024 |
Registration No. 333-266202 |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES EVIDENCED BY
AMERICAN DEPOSITARY RECEIPTS
_______________
DBV TECHNOLOGIES S.A.
(Exact name of issuer of deposited securities as specified in its charter)
_______________
N/A
(Translation of issuer's name into English)
_______________
Republic of France
(Jurisdiction of incorporation or organization of issuer)
_________________________________
CITIBANK, N.A.
(Exact name of depositary as specified in its charter)
_______________
388 Greenwich Street
New York, New York 10013
(877) 248-4237
(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)
_______________
Michele Robertson
DBV Technologies Inc.
10 Independence Blvd.
Suite 302
Warren, New Jersey 07059
+1 908-679-5200
(Address, including zip code, and telephone number, including area code, of agent for service)
_________________________________
Copies to:
Richard Segal Marc Recht
Cooley LLP New York, New York 10001 +1 212 479 6000 |
Arnaud Duhamel Gide Loyrette Nouel A.A.R.P.I. 15 rue de Laborde 75008 Paris France +33 1 40 75 00 00 |
Herman H. Raspé, Esq. Jean-Claude Lanza, Esq.
Patterson Belknap Webb & Tyler LLP |
_________________________________
It is proposed that this filing become effective under Rule 466: | ☐ immediately upon filing. |
☐ on (Date) at (Time). | |
If a separate registration statement has been filed to register the deposited shares, check the following box: ☐ |
_________________________________
The Registrant hereby amends this Post-Effective Amendment No. 2 to Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Post-Effective Amendment No. 2 to Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, or until this Post-Effective Amendment No. 2 to Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
This Post-Effective Amendment No. 2 to Registration Statement on Form F-6 may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Cross Reference Sheet
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Item Number and Caption |
Location in Form of American Depositary Receipt ("Receipt") Filed Herewith as Prospectus |
|||
1. | Name of Depositary and address of its principal executive office | Face of Receipt - Introductory Article. | ||
2. | Title of Receipts and identity of deposited securities | Face of Receipt - Top Center. | ||
Terms of Deposit: | ||||
(i) | The amount of deposited securities represented by one American Depositary Share ("ADSs") | Face of Receipt - Upper right corner. | ||
(ii) | The procedure for voting, if any, the deposited securities |
Reverse of Receipt - Paragraphs (16) and (17). |
||
(iii) | The collection and distribution of dividends | Reverse of Receipt - Paragraph (14). | ||
(iv) | The transmission of notices, reports and proxy soliciting material |
Face of Receipt - Paragraph (13); Reverse of Receipt - Paragraph (16). |
||
(v) | The sale or exercise of rights |
Reverse of Receipt - Paragraphs (14) and (16). |
||
(vi) | The deposit or sale of securities resulting from dividends, splits or plans of reorganization |
Face of Receipt - Paragraphs (3) and (6); Reverse of Receipt - Paragraphs (14) and (18). |
||
(vii) | Amendment, extension or termination of the deposit agreement | Reverse of Receipt - Paragraphs (22) and (23) (no provision for extensions). | ||
(viii) | Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs | Face of Receipt - Paragraph (13). |
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Item Number and Caption |
Location in Form of American Depositary Receipt ("Receipt") Filed Herewith as Prospectus |
|||
(ix) | Restrictions upon the right to deposit or withdraw the underlying securities | Face of Receipt - Paragraphs (2), (3), (4), (6), (7), (9) and (10). | ||
(x) | Limitation upon the liability of the Depositary |
Face of Receipt - Paragraph (7); Reverse of Receipt - Paragraphs (19) and (20). |
||
3. | Fees and charges which may be imposed directly or indirectly on holders of ADSs | Face of Receipt - Paragraph (10). | ||
Item 2. AVAILABLE INFORMATION | Face of Receipt - Paragraph (13). |
The Company is subject to the periodic reporting requirements of the United States Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with, and submits certain reports to, the United States Securities and Exchange Commission (the "Commission"). These reports can be retrieved from the Commission's internet website (www.sec.gov).
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PROSPECTUS
The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the Form of Amendment No. 2 to Deposit Agreement filed as Exhibit (a)(i) to this Post-Effective Amendment No. 2 to the Registration Statement on Form F-6 and is incorporated herein by reference.
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a) | (i) Form of Amendment No. 2 to Deposit Agreement, by and among DBV Technologies S.A. (the "Company"), Citibank, N.A., as depositary (the "Depositary"), and all Holders and Beneficial Owners of American Depositary Shares issued thereunder. ___ Filed herewith as Exhibit (a)(i). |
(ii) Amendment No. 1 to Deposit Agreement, dated as of June 7, 2024, by and among the Company, the Depositary, and all Holders and Beneficial Owners of American Depositary Shares issued thereunder. ___ Filed herewith as Exhibit (a)(ii).
(iii) Deposit Agreement, dated as of October 24, 2014, by and among the Company, the Depositary, and all Holders and Beneficial Owners of American Depositary Shares issued thereunder ("Deposit Agreement"). ___ Previously filed as Exhibit (a) to the Registration Statement (Reg. No. 333-266202) with the Commission on July 18, 2022.
(b) | At-the-Market Letter Agreement, dated as of May 2, 2022, by and between the Company and the Depositary. ___ Filed herewith as Exhibit (b). |
(c) | Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. ___ None. |
(d) | Opinion of counsel for the Depositary as to the legality of the securities to be registered. ___ None. |
(e) | Certificate under Rule 466. ___ None. |
(f) | Powers of Attorney for certain officers and directors and the authorized representative of the Company. ___ Set forth on the signature pages hereto. |
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Item 4. UNDERTAKINGS
(a) | The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
(b) | If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule. |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity created by the Deposit Agreement, by and among DBV Technologies S.A., Citibank, N.A., as depositary, and all Holders and Beneficial Owners of American Depositary Shares to be issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 2 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 12th day of November, 2024.
Legal entity created by the Deposit Agreement under which the American Depositary Shares registered hereunder are issued, each American Depositary Share representing the right to receive a specified number of ordinary shares of DBV Technologies S.A. | ||
CITIBANK, N.A., solely in its capacity as Depositary | ||
By: | /s/ Joseph Connor | |
Name: Joseph Connor | ||
Title: Attorney-in-Fact |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, DBV Technologies S.A. certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment No. 2 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in Châtillon, France, on November 12, 2024.
DBV Technologies S.A. | ||
By: | /s/ Virginie Boucinha | |
Name: Virginie Boucinha | ||
Title: Chief Financial Officer |
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POWERS OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints each of Daniel Tassé and Virginie Boucinha to act as his/her true and lawful attorney-in-fact and agent, with full power of substitution, for him/her and in his/her name, place and stead, in any and all such capacities, to sign any and all amendments, including post-effective amendments, and supplements to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the United States Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as s/he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his/her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 2 to Registration Statement on Form F-6 has been signed by the following persons in the following capacities on November 12, 2024.
Signature | Title | |
/s/ Daniel Tassé | Chief Executive Officer and Director | |
Daniel Tassé | (Principal Executive Officer) | |
/s/ Virginie Boucinha | Chief Financial Officer | |
Virginie Boucinha | (Principal Financial and Accounting Officer) | |
/s/ Michel de Rosen | Director | |
Michel de Rosen | ||
/s/ Maïlys Ferrère | Director | |
Maïlys Ferrère | ||
/s/ Michael J. Goller | Director | |
Michael J. Goller | ||
/s/ Daniele Guyot-Caparros | Director | |
Daniele Guyot-Caparros | ||
/s/ Timothy E. Morris | Director | |
Timothy E. Morris |
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/s/ Adora Ndu | Director | |
Adora Ndu | ||
/s/ Julie O'Neill | Director | |
Julie O'Neill | ||
/s/ Ravi M. Rao | Director | |
Ravi M. Rao | ||
/s/ Daniel B. Soland | Director | |
Daniel B. Soland |
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SIGNATURE OF AUTHORIZED U.S. REPRESENTATIVE OF REGISTRANT
Pursuant to the requirements of the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of DBV Technologies S.A. has signed this registration statement on November 12, 2024.
DBV Technologies Inc. | ||
By: | /s/ Michele Robertson | |
Name: Michele Robertson | ||
Title: Chief Legal Officer, Vice President |
Index to Exhibits
Exhibit | Document |
Sequentially Numbered Page |
(a)(i) | Form of Amendment No. 2 to Deposit Agreement | |
(a)(ii) | Amendment No. 1 to Deposit Agreement | |
(b) | At-the-Market Letter Agreement |