10/10/2024 | Press release | Distributed by Public on 10/10/2024 14:06
FORM 3/A
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Laird Melanie 5619 CREEK CROSSING LN SACHSE, TX75048 |
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Cummings Ross M C/O BLUEWATER SYSTEMS 3600 N. CAPITAL OF TEXAS HIGHWAY B180 AUSTIN, TX78746 |
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Greenblatt Steven Jacob C/O MONTAGUE STREET ASSET MANAGEMENT LLC 11 BROADWAY, SUITE 468 NEW YORK, NY10004 |
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Montague Street Asset Management LLC 11 BROADWAY, STE 468 NEW YORK, NY10004 |
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/s/ Ross M. Cummings | 2024-10-09 |
**Signature of Reporting Person | Date |
/s/ Melanie Laird | 2024-10-09 |
**Signature of Reporting Person | Date |
/s/ Steven Greenblatt | 2024-10-09 |
**Signature of Reporting Person | Date |
/s/ Steven Greenblatt Manager Montague Street Asset Management LLC | 2024-10-09 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | By Montague Street Asset Management LLC ("Montague"). Melanie Laird is a Reporting Person as a result of her position as the sole trustee (the "Trustee") of The Brandon T. Greenblatt 2015 Trust, The Maggie S. Greenblatt 2015 Trust and The Steven J. Greenblatt 2015 Trust (collectively, the "Greenblatt Trusts"). On June 23, 2023, Melanie Laird replaced Ross M Cummings as the Trustee of the Greenblatt Trusts. As a result, Ross M Cummings will no longer file reports under Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"). The Greenblatt Trusts transferred the shares of Common Stock reported herein to Montague, which resulted in Montague acquiring greater than 10% of the outstanding shares of Common Stock of the Issuer on June 14, 2024. Each of the Greenblatt Trusts holds one third of the outstanding membership interests of Montague. Steven Greenblatt is a Reporting Person as a result of his position as the sole manager (the "Manager") of Montague. |
(2) | The Trustee and the Manager have voting and dispositive power over the shares of Common Stock, but disclaim beneficial ownership of the shares of Common Stock except to the extent of their respective pecuniary interests therein. The filing of this Form 3 shall not be construed as an admission that any Reporting Person is the beneficial owner of any shares of Common Stock for the purposes of Section 16 of the Exchange Act or for any other purpose. |