Roblox Corporation

11/06/2024 | Press release | Distributed by Public on 11/06/2024 15:05

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Lee Anthony P
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [RBLX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ROBLOX CORPORATION, 970 PARK PLACE
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2024
(Street)
SAN MATEO, CA 94403
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/04/2024 J(1) 2,469,980 D $ 0 4,322,468 I See footnotes(2)(3)(4)
Class A Common Stock 11/04/2024 J(5) 4,454,760 D $ 0 7,795,829 I See footnotes(3)(4)(6)
Class A Common Stock 11/04/2024 J(7) 96,626 D $ 0 169,092 I See footnotes(3)(4)(8)
Class A Common Stock 11/04/2024 J(9) 4,152,682 D $ 0 3,114,511 I See footnotes(3)(4)(10)
Class A Common Stock 11/04/2024 J(11) 414,902 D $ 0 726,077 I See footnotes(3)(4)(12)
Class A Common Stock 11/04/2024 J(13) 2,065,820 D $ 0 3,615,183 I See footnotes(3)(4)(14)
Class A Common Stock 11/04/2024 J(15) 55,064 D $ 0 96,360 I See footnotes(3)(4)(16)
Class A Common Stock 11/04/2024 J(17) 134,700 A $ 0 134,700 I See footnote(18)
Class A Common Stock 11/04/2024 J(19) 1,049,116 A $ 0 5,756,695 I See footnotes(20)
Class A Common Stock 11/04/2024 J(21) 113,744 A $ 0 672,281 I See footnotes(22)
Class A Common Stock 111,112 I See footnote(3)(4)(23)
Class A Common Stock 300,000 I See footnote(24)
Class A Common Stock 300,000 I See footnote(25)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lee Anthony P
C/O ROBLOX CORPORATION
970 PARK PLACE
SAN MATEO, CA 94403
X

Signatures

/s/ Anthony P. Lee 11/06/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners.
(2) These shares are held directly by Altos Ventures IV, L.P.
(3) The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2 GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).
(4) The reporting person is one of managing members of the general partners and managers of the respective entities that hold shares reported herein (the Altos Funds). The reporting person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose.
(5) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners.
(6) These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
(7) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its partners.
(8) These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
(9) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its partners.
(10) These shares are held directly by Altos Roblox SPV 1, LLC.
(11) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its partners.
(12) These shares are held directly by Altos Roblox SPV 2, LLC.
(13) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its partners.
(14) These shares are held directly by Altos Roblox SPV 2020, LLC.
(15) Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P.
(16) These shares are held directly by Altos Hybrid 2, L.P.
(17) Represents shares of the Issuer's Class A Common Stock received by Altos Ventures Management Inc. (AVMI) in pro-rata in kind sub-distributions from Altos Roblox SPV 1, LLC and Altos Roblox SPV 2020, LLC.
(18) These shares are held directly by AVMI. The members of the Board of Directors of AVMI are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein.
(19) Represents shares of the Issuer's Class A Common Stock received by the reporting person in the various pro-rata in kind distributions from Altos Ventures IV, LP, Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC and Altos Hybrid 2, L.P.
(20) These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
(21) Represents shares of the Issuer's Class A Common Stock received by the reporting person in a pro-rata in kind distributions from Altos Roblox SPV 2020, LLC.
(22) These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
(23) These shares are held directly by Altos Hybrid 4, L.P.
(24) These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
(25) These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.